The Standards of Practice Casebook was designed primarily as a learning tool for candidates in the CFA Program. The book will assist all CFA charterholders and AIMR members, however, to understand their obligations under AIMR's Code of Ethics, Standards of Professional Conduct, and where applicable, Performance Presentation Standards (PPS).

TABLE OF CONTENTS:

Foreward

Introduction

The Code of Ethics

Statement of The Standards of Professional Conduct

Case Studies

* The snake fund

* Showcase capital management

* Super selection

* The lost briefcase

* FI Investment management

* The consultant

* Pearl Investment Management (A), (B), (C)

* The Glenarm Company

Tore & Associates

* Moosehead Invesment Management

* International Investment Advisors

* Welton and Washington Advisors (A), (B), (C)

* Velstar Capital Management

* Preston Partners

* Yoshi Investment Counselors (A), (B), (C), (D), (E)

Case briefs