This purpose of this Handbook is to provide up-to-date guidance to the people who grapple with real ethical problems in the investment profession, where theory meets practice and ethics gain meeting. This Handbook is intended for a diverse and increasingly global audience : AIMR members and compliance officers navigating ambiguous ethical situations, supervisors and subordinates determining the nature of their responsibilities to one another and to the investing public, and candidates preparing for the Chartered Financial Analyst examinations.



The Code of Ethics and The Standards of Professional Conduct with commentary and interpretation